Regulation in the UK Financial Services Markets

Price: $ 60.00 (USD)
Add to Cart

You will receive 1 credit (CE) upon completion of this course.

Have a question about this course? .

Course Description

This course covers the regulatory environment surrounding the financial markets, including the new European Union regulations.
Back to Top

Course Outline

- Why regulation is critical to the financial markets
- History and evolution of regulation in the city
- European Union regulatory developments
- Need for regulation at an international level
Back to Top

More Information

Language English
Course Length 1.00 hours
Duration of Access 91 Days
Continuing Education Credits 1
Instructor Self Study
Vendor New York Institute of Finance
Course Certification Certificate of completion with NASBA CPE Credits
Prerequisites/Audience Newcomers to the securities industry, traders, salespeople, back office professionals, staff assistants, compliance staff, auditors and IT professionals.
Requirements/Materials Included none
Price: $ 60.00 (USD)
Add to Cart

Categories